Experienced professionals assisting broker-dealer and registered investment adviser clients with membership applications, regulatory issues and inquiries, and compliance.

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Connecting with Industry Peers and Clients
Events

Connecting with Industry Peers

& Clients
Diles Consulting Events and Speaking Engagements
 
Events Speaking Engagements
Upcoming Events

2026 Events

Colleen is looking forward to connecting with industry peers, clients, and potential clients at upcoming events.

  • Aug 6-7, Washington, D.C.
    • Colleen will be moderating the panel "From Search to Selection: How Attorneys Pick Their Experts" at the 2026 Securities Experts Roundtable (SER) Annual Conference, August 6-7 in Washington, D.C.

Speaking
  • Securities Experts Roundtable Events
    • Mastering the Cross-Examination, Moderator
    Professional Strategies for Cultivating Relationships with Retaining Counsel, Moderator
    Mastering the Art of Direct Examination, Moderator

Attending

30+ Years of Experience

With over 30 years of sterling expertise in the securities industry, Colleen made significant contributions throughout her impressive tenure/FONT> at the Financial Industry Regulatory Authority (FINRA), where she diligently led Examination and Risk Monitoring teams for 22 years.